Regulatory Compliance

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Navigating the world of fundraising and digital assets requires an  in-depth understanding of US securities regulations. At Token Maker, we  specialize in guiding companies through the complex compliance landscape  of Regulation A+, Regulation D, and other regulatory frameworks. Our decades of experience ensure that your offering is structured to meet all SEC requirements, giving you peace of mind and allowing you to focus on what matters—growing your business. 

Regulation A+ is one of the most powerful tools for companies looking to raise up to $75 million from both accredited and non-accredited  investors. However, the process can be complex and time consuming. Our  team has helped numerous businesses successfully navigate Reg A+ filings and meet all the stringent SEC requirements. From offering  circular preparation to ongoing reporting, we provide end-to-end support  to ensure full compliance throughout your fundraising journey.

Key Services for Reg A+ Compliance:

• Comprehensive review and preparation of offering circulars and other necessary documentation
• Guidance on SEC filing requirements and submission
• Ongoing support to maintain compliance during and after your offering
• Investor reporting and disclosure obligations post-issuance

If you’re looking for a faster and more private way to raise capital, Regulation D provides a path for exempt offerings that don’t require full SEC  registration. However, even with this exemption, it’s critical to follow  the rules precisely to avoid penalties or delays. Our legal team has  extensive experience helping businesses take advantage of Reg D,  ensuring you meet all requirements for this powerful exemption.

Key Services for Reg D Compliance:

• Guidance on eligibility and structuring your Reg D offering
• Filing of Form D with the SEC
• Ensuring compliance with advertising and general solicitation restrictions
• Managing investor accreditation verification and documentation

The compliance journey doesn’t end once your offering goes live.  Maintaining your status with the SEC requires ongoing reporting and  transparency. Token Maker provides continued support to ensure your  company stays compliant with all regulations post-issuance. Whether you  need help with annual reports, financial audits, or managing investor  communications, we have the experience to keep you on track and  compliant.

Post-Issuance Compliance Support Includes:

• Preparation and submission of ongoing SEC filings
• Annual and semi-annual report preparation
• Management of post-issuance investor relations and reporting
• Support with financial audits and disclosures

Adhering to the correct regulatory frameworks is not just about staying  on the right side of the law—it’s about protecting your business and  your investors. Non-compliance can result in costly penalties, delays,  or even the loss of your fundraising privileges. That’s why it’s crucial  to have experienced professionals by your side to handle these complex  matters. With Token Maker’s extensive background in regulatory  compliance, you can be confident that your offering is in safe hands. 

With over 40 years of experience in securities law and regulatory  compliance, Token Maker has become a trusted partner for businesses  looking to raise capital through Regulation A+, Regulation D,  and other offerings. Our in-house legal team stays up to date on the  latest SEC rulings and best practices, ensuring that your offering is  always compliant, efficient, and successful. 

Compliance should never stand in the way of your business growth. At Token Maker, we take the stress out of the regulatory process, so you  can focus on what you do best. Contact us today to discuss how we can help you navigate the regulatory landscape and ensure your next offering is a success.